Regulatory Reporting
Automated SAR/STR/CTR filing with complete audit trails
Overview
One reporting lifecycle — escalation, drafting, approval, submission, and tracking — every step automated and auditable.
Our Regulatory Reporting solution streamlines the entire reporting lifecycle from case escalation through regulatory submission and tracking.
Automated report generation pulls evidence from investigations, ensuring completeness while saving analyst time. Multi-level approval workflows ensure proper review before submission.
Support for multiple report types including SARs, STRs, CTRs, and other regulatory filings across jurisdictions with format compliance validation.
Key Features
Complete regulatory reporting capabilities
Auto-Generation
Automated report drafting from case information and investigation evidence
Multi-Format Support
Support for SAR, STR, CTR, and custom regulatory formats across jurisdictions
Analytics Dashboard
Track filing volumes, turnaround times, and compliance metrics
Format Validation
Ensure reports meet regulatory format requirements before submission
Deadline Tracking
Monitor filing deadlines with escalation alerts for approaching due dates
E-Filing Integration
Direct electronic submission to regulatory portals where supported
Included Modules
Platform components that power this solution
A single platform — one case record, one audit trail — shared across every module. Four components compose this solution, with transaction monitoring and client lifecycle management available as optional extensions.
Reporting Workflow
End-to-end regulatory filing process
Case Escalation
Identify cases requiring regulatory reporting
Report Drafting
Generate and complete report content
Review & Approval
Multi-level review before submission
Submission
File with regulatory authority
Tracking
Monitor and maintain records
Key Benefits
What an institution gains by consolidating its regulatory reporting on one platform.
Integration Points
How the solution connects to your existing systems — inputs, outputs, APIs, and scheduled jobs.
- Case management systems
- Investigation evidence
- Transaction data
- Client information
- Regulatory portals (FinCEN, goAML)
- Document management
- Audit systems
- Report generation API
- Filing status API
- Document retrieval API
- Deadline monitoring
- Filing reminders
- Compliance metrics
Performance Metrics
Indicative outcomes when regulatory reporting is automated and approval-routed on one platform.
Ready to streamline your regulatory reporting?
See how automated reporting can save time and ensure compliance
Use Cases
Deployed across reporting obligations, each with its own filing posture.
SAR/STR Filing
Streamline suspicious activity reporting with automated generation and approval workflows
CTR Compliance
Automate currency transaction reporting for large cash transactions
Regulatory Audits
Provide complete audit trails and documentation for regulatory examinations
Frequently Asked Questions
The questions compliance and technology teams ask before deployment.
Which report types are supported?
We support SARs, STRs, CTRs, and other regulatory reports. Formats include FinCEN BSA, goAML, and custom templates for regional regulators.
Can reports be filed electronically?
Yes, we support direct e-filing to FinCEN, goAML platforms, and other regulatory portals. Where e-filing is not available, reports can be exported in the required format.
How does auto-generation work?
The system pulls relevant information from the case including subject details, transaction data, and investigation notes to pre-populate report fields. Analysts can review and edit before submission.
What approval workflows are available?
Configurable multi-level approval workflows with role-based permissions. You can require quality review, compliance approval, and management sign-off before filing.
How are deadlines managed?
The system tracks regulatory deadlines and sends alerts as due dates approach. Overdue reports are escalated automatically to ensure timely filing.
Can amendments be filed?
Yes, the system supports filing amendments and corrections with full tracking of changes. Original and amended reports are linked for audit purposes.
Ready to streamline your regulatory reporting
See how automated reporting can save time and ensure compliance — with full audit trails and direct e-filing to FinCEN BSA and goAML where supported.