Overview
Our Regulatory Reporting module streamlines compliance by automating the generation and submission of regulatory reports to supervisory authorities.
Pre-built templates for STR, SAR, CTR, and other regulatory formats ensure accurate reporting. Direct integration with goAML and other regulatory portals enables seamless electronic submission.
Complete audit trails track every report from creation through submission, with automatic archiving for regulatory examinations.
Key Features
Comprehensive reporting capabilities for regulatory compliance
Report Templates
Pre-built templates for STR, SAR, CTR and other regulatory report formats
goAML Integration
Direct integration with goAML for electronic submission of suspicious activity reports
Auto-Population
Automatic population of report fields from case data and customer information
Validation Rules
Built-in validation ensures reports meet regulatory requirements before submission
Audit Trail
Complete tracking of report lifecycle from creation to submission and acknowledgment
Analytics Dashboard
Real-time dashboards for report status, submission trends, and compliance metrics
Key Benefits
Faster Report Generation: Reduce report creation time with auto-population and pre-built templates
Improved Accuracy: Built-in validation rules ensure complete and accurate submissions
Direct Submission: Electronic submission to regulatory portals eliminates manual processes
Complete Audit Trail: Full documentation of report history for regulatory examinations
Deadline Management: Automated reminders ensure reports are submitted within regulatory timelines
Multi-Jurisdiction: Support for multiple regulatory formats across different jurisdictions
Integration Points
Inputs
Case management system
Alert management
Customer data
Transaction records
Outputs
goAML portal
Regulatory authorities
Archive system
APIs
Report generation API
Submission status API
Archive retrieval API
Scheduled Jobs
Deadline monitoring
Submission retry
Status synchronization
Performance Metrics
60%
Faster Reporting
Reduction in report generation time
80%
Submission Accuracy
First-time acceptance rate
50%
Time Savings
Reduction in manual effort
99%
System Uptime
Platform availability guarantee
Use Cases
SAR Filing
Generate and submit suspicious activity reports to regulatory authorities
CTR Compliance
Automated currency transaction reporting for large cash transactions
Regulatory Audits
Provide complete report history and documentation for examinations