description // module 11 · reporting

Regulatory Reporting suite.

Automated regulatory report generation and submission for compliance requirements

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OPERATIONAL SAR · STR · CTR · SUPPORTED
// overview

Overview

Our Regulatory Reporting module streamlines compliance by automating the generation and submission of regulatory reports to supervisory authorities.

Pre-built templates for STR, SAR, CTR, and other regulatory formats ensure accurate reporting. Direct integration with goAML and other regulatory portals enables seamless electronic submission.

Complete audit trails track every report from creation through submission, with automatic archiving for regulatory examinations.

// capabilities

Key Features

Comprehensive reporting capabilities for regulatory compliance

01 dashboard

Report Templates

Pre-built templates for STR, SAR, CTR and other regulatory report formats

02 bar_chart

goAML Integration

Direct integration with goAML for electronic submission of suspicious activity reports

03 trending_up

Auto-Population

Automatic population of report fields from case data and customer information

04 filter_list

Validation Rules

Built-in validation ensures reports meet regulatory requirements before submission

05 schedule

Audit Trail

Complete tracking of report lifecycle from creation to submission and acknowledgment

06 speed

Analytics Dashboard

Real-time dashboards for report status, submission trends, and compliance metrics

// outcomes

Key Benefits

01

Faster Report Generation

Reduce report creation time with auto-population and pre-built templates
02

Improved Accuracy

Built-in validation rules ensure complete and accurate submissions
03

Direct Submission

Electronic submission to regulatory portals eliminates manual processes
04

Complete Audit Trail

Full documentation of report history for regulatory examinations
05

Deadline Management

Automated reminders ensure reports are submitted within regulatory timelines
06

Multi-Jurisdiction

Support for multiple regulatory formats across different jurisdictions
// i/o surface

Integration Points

input INPUTS
  • Case management system
  • Alert management
  • Customer data
  • Transaction records
output OUTPUTS
  • goAML portal
  • Regulatory authorities
  • Archive system
api APIS
  • Report generation API
  • Submission status API
  • Archive retrieval API
schedule JOBS
  • Deadline monitoring
  • Submission retry
  • Status synchronization
// measured outcomes

Performance Metrics

60%

Faster Reporting

Reduction in report generation time

80%

Submission Accuracy

First-time acceptance rate

50%

Time Savings

Reduction in manual effort

99%

System Uptime

Platform availability guarantee

// next step

Ready to streamline your regulatory reporting?

See how automated reporting can save time and ensure compliance

Request a Demo →
// applied scenarios

Use Cases

01 business

SAR Filing

Generate and submit suspicious activity reports to regulatory authorities

02 gavel

CTR Compliance

Automated currency transaction reporting for large cash transactions

03 show_chart

Regulatory Audits

Provide complete report history and documentation for examinations

// faq

Frequently Asked Questions

Which regulatory formats are supported?add

We support STR, SAR, CTR, and goAML formats for multiple jurisdictions. Custom templates can be configured for specific regulatory requirements.

How does goAML integration work?add

Reports are generated in goAML XML format and can be submitted directly through our integration or exported for manual upload to the portal.

Can reports be edited after submission?add

Amendment workflows allow authorized users to submit corrections while maintaining complete audit history of all versions.

How long are reports retained?add

Reports are archived according to your retention policy, typically 5-7 years, with secure storage and quick retrieval for audits.

Are deadline reminders automated?add

Yes, the system tracks regulatory deadlines and sends automated reminders to ensure timely submission of all required reports.

Can we generate management reports?add

Yes, comprehensive dashboards and reports provide insights on filing trends, turnaround times, and compliance metrics.

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