Regulatory Reporting Reporting.
Automated regulatory report generation and submission for compliance requirements
Overview
Our Regulatory Reporting module streamlines compliance by automating the generation and submission of regulatory reports to supervisory authorities.
Pre-built templates for STR, SAR, CTR, and other regulatory formats ensure accurate reporting. Direct integration with goAML and other regulatory portals enables seamless electronic submission.
Complete audit trails track every report from creation through submission, with automatic archiving for regulatory examinations.
Key Features
Comprehensive reporting capabilities for regulatory compliance
Report Templates
Pre-built templates for STR, SAR, CTR and other regulatory report formats
goAML Integration
Direct integration with goAML for electronic submission of suspicious activity reports
Auto-Population
Automatic population of report fields from case data and customer information
Validation Rules
Built-in validation ensures reports meet regulatory requirements before submission
Audit Trail
Complete tracking of report lifecycle from creation to submission and acknowledgment
Analytics Dashboard
Real-time dashboards for report status, submission trends, and compliance metrics
Key Benefits
Integration Points
How Reporting connects with the systems around it — inbound case and customer data, downstream regulatory portals, APIs, and the jobs that keep filings on time.
- Case management system
- Alert management
- Customer data
- Transaction records
- goAML portal
- Regulatory authorities
- Archive system
- Report generation API
- Submission status API
- Archive retrieval API
- Deadline monitoring
- Submission retry
- Status synchronization
Performance Metrics
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Frequently Asked Questions
Which regulatory formats are supported?
We support STR, SAR, CTR, and goAML formats for multiple jurisdictions. Custom templates can be configured for specific regulatory requirements.
How does goAML integration work?
Reports are generated in goAML XML format and can be submitted directly through our integration or exported for manual upload to the portal.
Can reports be edited after submission?
Amendment workflows allow authorized users to submit corrections while maintaining complete audit history of all versions.
How long are reports retained?
Reports are archived according to your retention policy, typically 5-7 years, with secure storage and quick retrieval for audits.
Are deadline reminders automated?
Yes, the system tracks regulatory deadlines and sends automated reminders to ensure timely submission of all required reports.
Can we generate management reports?
Yes, comprehensive dashboards and reports provide insights on filing trends, turnaround times, and compliance metrics.
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